Sound Capital, LLC recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. Sound Capital, LLC will not disclose your personal information to anyone unless it is required by law or at your direction. We will not sell your personal information. Sound Capital, LLC will provide this privacy statement to all clients annually.  

We want our clients to understand what information we collect, how we use it, and how we protect your personal information.  

Why We Collect Your Information 

We gather information about you so that we can: 

What Information We Collect and Maintain 

We may collect the following types of “nonpublic personal information” about you: 

What Information We Disclose 

We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in certain circumstances. For example, in order for us to provide planning or investment management services to you, we may disclose your personal information in limited circumstances to various service providers, such as our clearing firm or independent contractors hired by Sound Capital, LLC.  

“Opting-Out” of Third Party Disclosures: If you do not want your Financial Planner/Financial Adviser to retain copies of your client sensitive information when he or she leaves us to join another firm, you may contact us by calling 501-804-6888. 

Otherwise, Sound Capital, LLC will not disclose any personal information about you or your account(s) unless one of the following conditions is met: 

Arrangements with companies or independent contractors not affiliated with Sound Capital, LLC will be subject to confidentiality agreements. 

How We Protect Your Personal Information 

Privacy has always been important to Sound Capital, LLC. We restrict and limit access to client information only to those who need to carry out their business functions. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information.